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Risk and Compliance Analyst

Risk and Compliance Analyst

  • Location

    City of London

  • Sector:

    Compliance & Financial Crime

  • Job type:

    Permanent

  • Salary:

    £50000.00 - £60000 per annum

  • Contact:

    Raj Basra

  • Contact email:

    r.basra@finitas.co.uk

  • Job ref:

    BBBH155948_1740132500

  • Published:

    about 21 hours ago

  • Consultant:

    Raj Basra

Risk & Compliance Analyst | Lloyd's Broker | London/WFH | £50 - 60,000 (doe)

Finitas are delighted to be partnering with a growing Lloyd's broker in their search for a Risk & Compliance Analyst to join their team. You will be working across both the risk & compliance functions and reporting into the Compliance Manager.

Responsibilities include:

  • Reviewing and investigatingSanctions, KYC/Due Diligence and Data Protection related enquiries and referrals.
  • Managing the Compliance and Sanctions mailboxes.
  • Complete monitoring and operational tasks as set out in the Compliance Monitoring Plan.
  • Supporting the Internal Reporting and Risk Assessments areas.
  • Supporting with Compliance projects and Legal reviews.
  • Horizon scanning.
  • Have a focus on Conduct Risk, Treating Customers Fairly, Consumer Duty and Risk Management and suggest improvements when needed.

Experience required:

  • Minimum 3 years' experience in Risk, Compliance and/or Legal.
  • Must have experience of working in the insurance industry.
  • Proven experience in Data Privacy, Anti-Money Laundering and Sanctions.
  • Experience in developing and implementing policies and frameworks.
  • Experience in Risk and Compliance reporting.
  • Strong regulatory knowledge of the FCA.
  • Legal qualifications and experience.

Please note that you will be required to work in their London office twice a week.

This is an all-encompassing role which will allow you to utilise your legal background in a growing Lloyd's broker. You will have a varied workload across compliance policies, risk management, and regulatory frameworks allowing you to become a trusted advisor to the business. They operate in a collaborative environment, are solution-driven, and possess a proactive attitude towards improving business practices.

So, if you have the right experience, please apply now! Or alternatively, for more information, please contact Raj on 02038079714 / r.basra @ finitas.co.uk